DEUTSCHE BANK SECURITIES INC. dba Deutsche Bank Regulatory Lead, Monitor Response Team - Director in New York, New York
Job Title: Regulatory Lead, Monitor Response Team
Corporate Title: Director
Location: New York, NY
You will focus on Regulatory Exam Management for Anti Financial Crimes (AFC) in the Americas region. Critical responsibilities include managing information delivery from AFC to Deutsche Bank's OFAC and AML Monitor, through Central Monitor coordination team. This role maintains the status of AFC-owned regulatory monitor action items and develops a robust exam management program that proactively ensures compliance with management expectations. Global support provided as needed.
What We Offer You:
We offer competitive health and wellness benefits, empowering you to value life in and out of the office
Retirement Savings Plans, Parental Leave, and other family-friendly programs
On-site cafeteria, health center, and communal meeting areas
Active engagement with the local community through Deutsche Bank's specialized employee groups
Hear from our people and look inside our office:
What You'll Do:
Responsible for AFC's execution of the Bank's regulatory exam management covering AFC relevant exams and other supervisory activity impacting the region
Develop escalation protocol for aging or significant concerns, with proper tracking and documentation to evidence management attention and resolution and deliver timely and accurate management information on relevant regulatory examinations
Develop internal protocol and program for exam management, including development of approach, interaction model, governance and senior management briefings
Manage the tracking and execution of all pending regulatory action items associated with monitorships; communicate and escalate concerns to senior management
Provide periodic and centralized updates to senior management to promote transparency on status of open issues, including tracking and aging
Proactively identify potential challenges impacting target deadlines and, if needed, coordinate extensions to prevent breaches of execution dates as well as provide timely and up-to-date status reports to Global counterparts on a periodic basis
How You'll Lead:
Manage team tasked with the day-to-day coordination of the Exam Management function; participate in regulatory meetings and site visits; ensure timely and complete delivery of requested documentation, coordinate relevant approvals and supporting documentation
Promote a culture of accountability to drive enhanced quality and timely closure of monitorship requests
Develop procedures to memorialize the team's role and responsibility in the Exam Management process
Skills You'll Need:
Bachelors Degree or equivalent; JD or MBA is a plus
Extensive AFC, Exam Management, Audit or relevant experience
Knowledge of applicable AFC laws and regulations, including Bank Secrecy Act
Experienced in leading Exam Management protocol
Experienced in interactions with regulatory authorities, with a seasoned knowledge of regulatory expectations and industry standards
Skills That Will Help You Excel:
Flexibility to work extended hours to meet deadlines, when necessary
Ability to act decisively and manage multiple projects simultaneously
Robust, credible and organizationally savvy, with an ability to grasp complex issues quickly
A strong strategic thinker and be capable of delivering a large change program whilst also managing an important, growing client facing 'run the Bank' service
Strategically agile and possess excellent influencing and presentation skills
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
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Deutsche Bank is an Equal Opportunity Employer - Veterans/Disabled and other protected categories.