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Credit Suisse Sen. Banking Operations Specialist, AM, NC (179613) in Raleigh, North Carolina

In this role, the applicant will work within the Credit Suisse Asset Management US Investor Services team and utilize equivalent experience in Financial Crimes Compliance (FCC), Fund Administration or Operations to provide Anti-Money Laundering (AML) and Know-Your-Customer (KYC) support to multiple Asset Management/IWM businesses lines: In this role, applicant will work within the Asset Management US Investor Services team and utilize equivalent experience in Financial Crimes Compliance (FCC) to provide Anti-Money Laundering (AML) and Know-Your-Customer (KYC) support to multiple Asset Management/IWM businesses lines: * Provide ongoing KYC due diligence support for new investors in private equity and hedge funds, separately managed accounts and transfers of interest * Provide ongoing support of periodic reviews, including preparation of investor letters, client outreach and running KYC due diligence * Work with FCC on event-based reviews as and when they occur, including client outreach and running KYC due diligence * Perform four-eye reviews and quality assurance on client documents and help track and categorize rework * Act as initial point of escalation for junior KYC analysts * Help prioritize and assign work to junior KYC analysts * Work directly with clients, COO teams, Product Specialists and AM Distribution in providing KYC support during the onboarding process * Coordinate review and approval of any enhanced due diligence associated with CSAM clients, including adverse news, sanctions, PEP’s, higher-risk client types, country risk and reputational risk * Help coordinate FCC Controls Testing & Assurance (CTA) reviews, annual AML BSA Risk Assessment and annual AML Audit for CSAM * Help to gather metrics from various business partners and share regular, transparent MI reporting to AM senior management and FCC * Provide guidance to the Investor Services Data Management team to ensure that all client KYC reference data is in good order in the CSAMclient-master database Your future colleagues The Asset Management US Investor Services team is a seasoned team composed of 10 professionals in New York, 3 professionals in Raleigh, North Carolina and 22 professionals in Hyderabad, India. The team supports various private equity funds, hedge funds and separately managed accounts across multiple CSAM businesses. The Investor Services team provides support across a variety of functions, including New Fund Launches, Offerings, Client Capital Activity (Subscriptions and Redemptions), Separate Account Setup, Sales & Transfers, Investor Correspondence and Reporting, Investor Relations, Client Reference Data Management, Regulatory Reporting Support, AML/KYC and Fund Administrator Oversight. Investor Services works closely with the business line COO teams, Fund Accounting, Legal and Compliance, AM Distribution, Operations and Financial Crimes Compliance. The team places the highest value on CSAM’s fiduciary responsibility to place the needs of our clients first. The Investor Services team also provides ongoing support of regulatory requirements, CS policies and the CS Conduct and Ethics standards. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values. We are looking for an applicant who possess a Bachelor’s Degree. The applicant must also possess proven experience of at least 1-3 years in Financial Crimes Compliance, Operations, Fund Administration or an equivalent field. List of skills encouraged in an applicant: * Detailed understanding of KYC due diligence and screening processes * Familiar with US and Cayman AML requirements * Comfortable working in a fast-paced Operations role * Experience in working with offshore teams * Proficient with Microsoft Excel, Word and PowerPoint; familiar with Microsoft CRM database and case management workflow * Comfortable conducting calls and leading meetings, both internally and externally * Well organized, motivated individual with proven initiative * Applicant must be proficient at multi-tasking and adept at managing competing priorities * Should be independent, flexible and very proactive * Critical thinker and problem solver with strong attention to detail * Excellent communication, consulting and relationship building capabilities and ability to influence internal and external partners. * Highly professional work ethic and fully accountable for work results * Understands the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work Job: Operations* *Title: *Sen. Banking Operations Specialist, AM, NC (179613) Location: NC-Raleigh Requisition ID: 179613